Articles that mention Jay Clayton -BoardProspects

Jay Clayton

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2. US Regulators Lift Strict Oversight of Prudential
  
  Explore The Seattle Times Oct 17 2018 BoardNews
  
  ... The council is led by Treasury Secretary Steven Mnuchin and includes Federal Reserve Chair Jerome Powell and Jay Clayton, chair of the Securities and Exchange Commission. Those officials and six of the other seven membe...
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  Mentions: AIG crisis General Electric
3. Active Funds Vital For Passive Funds' Success, SEC Told
  
  Explore forbes.com Sep 17 2018 BoardNews
  
  ...aintenance, highly diversified, and highly tax efficient portfolios in reach of retailed investors, SEC Chair Jay Clayton acknowledged there could be pitfalls. He pointed out some analysts contend the concentration of st...
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  Mentions: Investment Management SEC
4. The SEC Wants to Make it Easier for Small-Time Investors to get in on Companies like Uber or SpaceX
  
  Explore Stock Market Data Today Aug 30 2018 BoardNews
  
  ...ished Thursday. "The private markets are awash in capital these days. The question is, who is participating?” Jay Clayton, chairman of the US' top stock regulator, told the paper at an education event in Nashville. Some ...
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  Mentions: Investors SEC Uber
5. U.S. Regulator Shelves Reform on Voting in Board Fights
  
  Explore reuters.com Jul 11 2018 BoardNews
  
  ...lement the rule soon. However, several people familiar with the matter told Reuters the Commission’s new boss Jay Clayton has in fact shelved the proposal, in what will be a disappointment for many investors who say the ...
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  Mentions: Investment Management Investors
6. SEC Proposes to Limit Whistleblower Awards
  
  Explore MarketWatch Jun 28 2018 BoardNews
  
  ...eward those who provide critical information that leads to successful enforcement actions,” said SEC Chairman Jay Clayton. Kevin LaCroix, an attorney and executive vice president, at RT ProExec an insurance intermediary ...
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  Mentions: SEC Jay Clayton risk
7. Most of Dodd-Frank Will Remain Intact, SEC Chairman Says
  
  Explore wsj.com Jun 12 2018 BoardNews
  
  ...he vast majority of the 2010 Dodd-Frank Act isn’t going anywhere, Securities and Exchange Commission Chairman Jay Clayton said Monday. Speaking at The Wall Street Journal’s CFO Network annual meeting in Washington, Mr. C...
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  Mentions: Dodd-Frank SEC CFO
8. Where Have all the U.S. Public Companies Gone?
  
  Explore philly.com Apr 15 2018 BoardBlogs
  
  ...ests that the existing rules weren’t excessive: The companies it helped to go public have performed dismally. Jay Clayton, chairman of the Securities and Exchange Commission, has called the seeming decline of the public ...
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  Mentions: Public Companies Stock Market IPO
9. Robert Jackson and Hester Peirce Sworn In as SEC Commissioners
  
  Explore 4-traders : one website, all markets Jan 12 2018 BoardNews
  
  ... J. Jackson Jr. and Hester M. Peirce were sworn into office as SEC Commissioners this morning by SEC Chairman Jay Clayton. Mr. Jackson and Ms. Peirce were nominated to the SEC by President Donald Trump, and their nominat...
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  Mentions: Executive Compensation Investment Management
10. Spotify has Reportedly Filed for its IPO in Secret
  
  Explore Business Insider Jan 3 2018 BoardNews
  
  ...an $1 billion in revenue under the Jumpstart Our Business Startups Act, or JOBS Act. Last June, the SEC under Jay Clayton, the chairman appointed by President Donald Trump, expanded the privilege to all companies. On Tue...
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  Mentions: Investors SEC IPO
11. Bill Ackman Is Watching for These Six Washington Policies
  
  Explore Stock Market Today Nov 28 2017 BoardNews
  
  ...introduced a proposal to set up a universal proxy card system. However, the Trump Administration's SEC chief, Jay Clayton, has shown no interest in adopting the measure so far. A regulatory agenda issued by the other GOP...
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  Mentions: Conference Activist Investors Investors
12. SEC's Clayton 'Watching' Insider-Controlled IPOs
  
  Explore Stock Market Today Oct 12 2017 BoardNews
  
  ..., what does it mean as far driving ... opportunities, choices to become a public or stay a private company.". Jay Clayton, chairman of the nation's securities regulator, said Thursday, Oct. 12, that the agency is keeping...
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  Mentions: Corporate Governance CEO SEC
13. Senators Press SEC Chairman on Dodd-Frank Clawbacks, But Equifax Execs Ineligible
  
  Explore Stock Market Sep 26 2017 BoardNews
  
  The proposed Dodd-Frank clawback rule and the Sarbanes-Oxley clawback require a material financial restatement, which isnt going to happen at Equifax...
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  Mentions: Dodd-Frank Cybersecurity Equifax
14. It's the Companies, Stupid: A New Trading Proposal Would Hurt Public Companies and Tens of Millions of Average Investors
  
  Explore Business Insider Jun 29 2017 BoardNews
  
  ...there have been only 74. This disturbing downward trend is a major focus of the newly-confirmed SEC Chairman, Jay Clayton. To be sure, the cause of the IPO drop-off is the subject of intense debate. But no one would disp...
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  Mentions: Public Companies Investors CEO
15. Executive Pay: Race to the Top
  
  Explore The New York Times May 29 2017 BoardNews
  
  .... The acting chairman, Michael S. Piwowar, who had voted against the pay rule in 2015, announced the change. Jay Clayton, the newly sworn-in chairman, has not taken a position on the pay-ratio rule. When asked during hi...
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  Mentions: Dodd-Frank Executive Compensation Disclosures on Compensation
16. A Fleet of Democratic Senators Call on SEC and Others to Investigate Carl Icahn for 'Possible Insider Trading'
  
  Explore Business Insider May 9 2017 BoardNews
  
  .... Additionally, the senators said Icahn's purported role in helping Trump select both Pruitt and SEC Chairman Jay Clayton might mean the two need to recuse themselves from such an inquiry. A representative for Icahn did ...
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  Mentions: Activist Investors SEC Delaware
17. Ex-Enforcement Chief Suggests Priorities of a Jay Clayton SEC
  
  Explore thinkadvisor.com Apr 3 2017 BoardBlogs
  
  ...pril 2017 issue of Investment Advisor Subscribe! April 3, 2017 Ex-Enforcement Chief Suggests Priorities of a Jay Clayton SEC Robert Khuzami predicts less emphasis on record-setting penalties and first-ever cases, along ...
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  Mentions: Investment SEC Jay Clayton
18. Calpers to Maryknoll Sisters Urge SEC Not to Delay CEO Pay Rule
  
  Explore washpost.bloomberg.com Mar 22 2017 BoardNews
  
  ...ote in a letter Wednesday to Michael Piwowar, acting chairman of the U.S. Securities and Exchange Commission. Jay Clayton, who was picked by the Trump administration to serve as chairman, is scheduled to appear Thursday ...
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  Mentions: Executive Compensation Investors CEO
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