1. Articles from JD Alois

    1-4 of 4
    1. John Berlau to SEC Commissioner Jackson: Companies Going Private and Delisting to Escape Regulatory Costs Have Contributed to a Massive Decline in the Total Number of Public Companies

      John Berlau to SEC Commissioner Jackson: Companies Going Private and Delisting to Escape Regulatory Costs Have Contributed to a Massive Decline in the Total Number of Public Companies

      Towards the end of April, SEC Commissioner Robert J. Jackson Jr. delivered a heartfelt speech in Cleveland about the decline of initial public offerings (IPOs) in the US. While there has been much debate regarding the cause of this decline (with some questioning whether it even matters), Commissioner Jackson pointed a heavy finger at the fees levied upon smaller issuers as significant factor in creating the problem...

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    2. Commissioner Gallagher: Congress Gave the SEC an Impossible Task with Dodd Frank

      Commissioner Gallagher: Congress Gave the SEC an Impossible Task with Dodd Frank

      SEC Commissioner Daniel Gallagher has consistently criticized the “Wall Street Reform and Consumer Protection Act” – otherwise affectionately know as Dodd-Frank. It should come to no surprise to anyone who has operated inside the beltway that Dodd-Frank has accomplished little except to bog down the regulatory process. In fact 5 years into the 2300 pages of fine print, the SEC is still only half-way completed with their rule making task...

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      Mentions: Dodd-Frank SEC
    1-4 of 4
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    Investor Advisory Committee Schedules Meeting, Will Discuss Accredited Venovate Adds Jerry Chafkin to Board of Directors Commissioner Gallagher: Congress Gave the SEC an Impossible Task with Dodd Frank John Berlau to SEC Commissioner Jackson: Companies Going Private and Delisting to Escape Regulatory Costs Have Contributed to a Massive Decline in the Total Number of Public Companies Navient Reelects Board at Annual Shareholder Meeting Morgan Stanley Shareholders Side with Board at Annual Meeting Perficient, Inc. (PRFT) Appoints Gary Wimberly to Board of Directors Bed Bath & Beyond (BBBY) Appoints Stephanie Bell-Rose To Board of Directors MarineMax Elects New Member to Its Board of Directors 'This Can't Go on Forever:' Shareholders are Calling on Deutsche Bank's CEO to Lay Out a Clear Plan Know Labs Appoints (Ret.) Admiral Bill Owens to its Board of Directors DermTech Announces Addition of Cynthia Collins to Board of Directors