The Most Curious Rule Proposal in Securities and Exchange Commission History - corpgov.law.harvard.edu -BoardProspects

The Most Curious Rule Proposal in Securities and Exchange Commission History

corpgov.law.harvard.edu May 18 2022 BoardBlogs

The Proposed Rules are of three categories: Disclosure Rules, Audit Rules, and Prohibited Activity Rules. These comments relate solely to the Prohibited Activity Rules that would forbid the following terms and conditions in investor advisory agreements...
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